We don’t focus on ‘pre-packaged’ solutions. We have standard material and approaches which have been developed successfully through a number of years of experience of working with a range of client needs and also listening to FCA messages and expectations of regulated firms. But we design solutions to be appropriate and proportionate to each firm’s own circumstances depending upon the nature, scale, and complexity of the firm’s business involved.
FCA authorisation can be a complex process with different forms to complete and navigate. We have extensive experience of successful applications, and assist firms to complete and project manage the application process to make it as smooth, and as time and cost effective as possible.
We advise on regulatory developments and thematic reviews for example, Senior Managers and Certification Regime, the Investment Firm Prudential Regime and Principals/Appointed Representatives thematic reviews.
Gem Compliance Consulting is Cyber Essentials certified, which helps us guard against the most common cyber threats and demonstrate our commitment to cyber security.
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