Interactive regulatory training courses delivered online or in-person

An important aspect of any effective compliance regime is to ensure that senior management and staff remain up to date with regulatory requirements.

To suit client needs, over the years we have developed a number of online training packages to relevant staff on a cost-effective basis.

Current online courses include, but not limited to:

  • SM&CR Conduct Rules Training
  • Financial Crime including Market Abuse
  • Financial Promotions
  • Conflicts of Interest
  • Introduction to Financial Services Regulation
  • Complaints and Breaches

Courses include a short quiz with certificates on successful completion which can be downloaded and contribute to regular CPD hours and documentary evidence.

Please contact us to find out more information on the range of courses available online and relevant costs.

Alternatively, if you would prefer to discuss arranging an ‘in-house’ training course on a specific topic, for example, Prudential Supervision, either online or face to face, we can provide you with a course package cost.   Bespoke courses are usually in groups of no more than 10 attendees to ensure that the course is as interactive and informative as possible. All course materials will be provided. Face to face training can either be provided at our office or a client’s office normally as either a 2 hour seminar or half day course.